Compliance Controls Testing Lead

– Assess a control design for risk effectiveness and test it for operating effectiveness

– Thus contribute to risk frameworks being designed well and operating effectively across the entire bank's risk landscape

– Plan, coordinate and perform actual testing fieldwork

– Discuss and clear identified issues with responsible Control Owners and agree remediation

– Report and present findings

Your team :

You’ll be working in the Independent Assurance of Controls team in Zurich, which is part of the Global Compliance & Operational Risk Control (C&ORC) organization. We are a major program within UBS to ensure that we have independent testing and assurance as to the key non-SOX controls that address our major risks, globally.


Your experience and skills:

You have:

– a strong background in banking and experience of auditing and/or Compliance monitoring

– experience in topics such as Market Conduct, Financial Crime and ideally in Risk Model Governance, Liquidity and Capital Plan rules (e.g. Comprehensive Capital Analysis and Review)

You are:

– analytic, with the ability to identify control design weaknesses

– result-oriented and assertive (you don’t shy away from challenging situations)

– Excellent communication skills, both oral and written; fluent English