RO 4 & 9 | Asset Management RO 4 & 9 | Asset Management …

Osmium Consulting Group
in Hong Kong
Permanent, Full time
Last application, 17 Jan 21
Competitive
Osmium Consulting Group
in Hong Kong
Permanent, Full time
Last application, 17 Jan 21
Competitive
Our client is seeking a RO 4 & 9 who focusing on daily operations; Potential RO is acceptable.

Responsibilities:

  • Manage the entire operational functions to ensure strict adherence to the operating procedures and compliance with internal guidelines, and statutory legislation and rules
  • Supervise daily operations of the investment activities, including fund operations, risk management and investor reporting
  • Review financial information and create/forecast operational budgets to increase contribution level
  • Coordinate actions with fund managers, fund administration and custodian banks
  • Assist in ad hoc duties as assigned

Requirements:

  • University graduates preferably in Business or related disciplines
  • Minimum 5 years of work experience in buy/sell side industry
  • Relevant experience in a hedge fund and/or fund administration and/or Big 4 background is preferred; Prior experience in Chinese firm is definitely an advantage
  • Holder of relevant SFC licenses for carry out Type 4 or 9 regulated activities
  • Sound knowledge of SFO, SFC, regulations and guidelines of relevant regulatory authorities and risk management control
  • Proficient in Excel
  • Able to work independently and as a team player
  • Detail oriented and able to multi-task
  • Strong communication skills in English, Cantonese & Mandarin

 

​Please contact Alec MA at 3898 5577 ( Whatsapp: +852 9615 8236 | Email : alec.ma@osmiumcg.com )

 

Responsible Officer; Asset Management; Securities; Equities; Operations; Administration

 

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