Compliance Manager(Fund / Asset Management) Compliance Manager(Fund / Asset Management) …

Search Ally Pte Ltd
in Singapore
Permanent, Full time
Last application, 21 Jan 21
-
Search Ally Pte Ltd
in Singapore
Permanent, Full time
Last application, 21 Jan 21
-
Our client - an External Asset Management (with a strong presence in Asia) is looking for a senior compliance hire to join their growing team.

As our client is a boutique set up and this will be a key hire in the compliance team -  The incumbent will be responsible for the A-Z compliance matters  in addition to putting the building blocks in place for the compliance team .

 

 

 

  • Responsible for client files, to ensure onboarding documents, annual KYC review documents are filed, in accordance with MAS regulations.
  • Reviewed and improved on client onboarding forms, in accordance to MAS regulations.
  • Responsible for checking client onboarding documentation to ensure compliance.
  • Responsible for checking marketing materials.
  • Support CEO in submission of reports to MAS.
  • Responsible for Business Continuity Plan (BCP). Review, plan and implement annual BCP, update compliance manual on BCP write up.

REQUIREMENTS:

  • At least 5 years of compliance experience in the funds management space

[EA License Number] 18C9289  |  [Registration Number] R1551292

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