Compliance Analyst Compliance Analyst …

Aston Carter
in London, United Kingdom
Contract, Full time
Last application, 17 Jan 21
GBP35000 - GBP45000 per annum
Aston Carter
in London, United Kingdom
Contract, Full time
Last application, 17 Jan 21
GBP35000 - GBP45000 per annum
My client is a development finance institution who are looking for a compliance assistant to join their team on an initial 1 year fixed term contract with the view to going permanent. We are looking for a redbrick university graduate who has minimum 6 months within Compliance with an FCA regulated firm.
  • Managing KYC file reviews and client risk screening.
  • Using Dow Jones to complete client risk screening and assessing any alerts that occur including PEP, sanctions or adverse media alerts
  • Review KYC files entails checking that all the relevant KYC information is valid and included
  • Assisting with enhancing the current CDD process to reflect roles and responsibilities
    between the first line of defence and the second line of defence
  • Testing and configuring new automated compliance systems such as StarCompliance
    to assist employees with their compliance obligations
  • Gathering and compiling information to complete FCA regulatory returns and
    Freedom of Information Act requests
  • Updating and maintaining internal procedures
  • Handling employee compliance queries in a timely manner

Trading as Aston Carter. Allegis Group Limited, Maxis 2, Western Road, Bracknell, RG12 1RT, United Kingdom. No. 2876353. Aston Carter is a company within the Allegis Group network of companies (collectively referred to as "Allegis Group"). Aerotek, Aston Carter, EASi, Talentis Solutions, TEKsystems, Stamford Consultants and The Stamford Group are Allegis Group brands. If you apply, your personal data will be processed as described in the Allegis Group Online Privacy Notice available at allegisgroup.com/en-gb/privacy-notices.

To access our Online Privacy Notice, which explains what information we may collect, use, share, and store about you, and describes your rights and choices about this, please go to allegisgroup.com/en-gb/privacy-notices.

We are part of a global network of companies and as a result, the personal data you provide will be shared within Allegis Group and transferred and processed outside the UK, Switzerland and European Economic Area subject to the protections described in the Allegis Group Online Privacy Notice. We store personal data in the UK, EEA, Switzerland and the USA. If you would like to exercise your privacy rights, please visit the "Contacting Us" section of our Online Privacy Notice at allegisgroup.com/en-gb/privacy-notices for details on how to contact us. To protect your privacy and security, we may take steps to verify your identity, such as a password and user ID if there is an account associated with your request, or identifying information such as your address or date of birth, before proceeding with your request. If you are resident in the UK, EEA or Switzerland, we will process any access request you make in accordance with our commitments under the UK Data Protection Act, EU-U.S. Privacy Shield or the Swiss-U.S. Privacy Shield.

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