We are seeking a San Antonio based GORM Associate to join our Global Operational Risk Management Department.
The purpose of this job is to support the firm’s anti-money laundering efforts by reviewing and taking action on daily alerts generated as a result of portfolio management and name matching scenarios. This job is accomplished by following detailed, written procedures and applying professional judgment to perform a daily review of a variety of alerts generated by Oracle’s Financial Crimes Case Management software application.
The key job responsibilities include, but are not limited to:
What makes this role unique or interesting (if applicable)?
Individuals with a background in criminal justice, law enforcement, fraud detection, or compliance would find this position interesting and view it as an opportunity to advance their experience in their designated fields.
What is the professional development value of this role, i.e. what learning and professional growth does the role offer the candidate?
GORM Associate has the opportunity to learn about compliance with specialized training in areas such as Anti-Money Laundering, Excessive Trading and Short-Term Trading, and Blue-Sky Registrations. The GORM Associate will learn essential pattern detections and database skills that are valuable in several other job functionalities.
Job Qualifications (The ideal candidate should have the following):
Qualifications, Experience, Education:
Location: San Antonio, TX
AB is a leading global investment management firm that offers high-quality research and diversified investment services to institutional clients, individuals and private clients in major markets around the world. AB employs more than 500 investment professionals with expertise in growth equities, value equities, fixed income securities, blend strategies, and alternative investments, and, through its subsidiaries and joint ventures, operates in more than 20 countries. AB’s research disciplines include fundamental research, quantitative research, economic research and currency forecasting capabilities. Through its integrated global platform, AB is well-positioned to tailor investment solutions for its clients. AB also offers independent research, portfolio strategy and brokerage-related services to institutional investors.San Antonio, TexasPosted 2 Days AgoFull timeR0004780
We are a leading global investment management firm offering high-quality research and diversified investment services to institutional clients, individuals and private clients in major markets around the globe. With over 3,700 employees across 51 locations operating in 25 countries, our ambition is simple: to be the most trusted investment firm in the world. We realize that it's our people who give us a competitive advantage and drive success in the market, and our goal is to create an inclusive culture that rewards hard work.
Our culture of intellectual curiosity and collaboration creates an environment where you can thrive and do your best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to our clients, we want to support you in making your impact. If you're ready to challenge your limits and empower your career, join us!
People of color, women, and those who identify as LGBTQ people are encouraged to apply. AB does not discriminate against any employee or applicant for employment on the basis of race, color, religion, creed, ancestry, national origin, sex, age, disability, marital status, citizenship status, sexual orientation, gender identity, military or veteran status or any other basis that is prohibited by applicable law. AB’s policies, as well as practices, seek to ensure that employment opportunities are available to all employees and applicants, based solely on job-related criteria.